ARABIC & FRENCH SPEAKING ONLY

Ensuring the complete adherence to various AML and CTF guidelines and policies accepted by XM, Global AML authorities and other local regulations. Carrying out compliance duties including but not limited to Transaction Monitoring, Agent onsite and desktop audits, AML and CTF investigations, Regulatory reporting and MIS.
3. KEY ACCOUNTABILITIES: Description
Transaction Monitoring
• Transaction monitoring with the aid of AML/CTF suite.
• Handling compliance queries through Customer Relationship Management (CRM) tool raised by both internal and external stakeholders.
• Respond to regulatory inquiries/reporting obligations after obtaining approval from Manager/Head – Compliance from time to time as applicable.
• Testing of the AML / CTF program & procedures and update the reporting manager over deficiencies and execute mitigation plan.
• Provide AML trainings based on transactional analysis / audits.
Compliance investigation
1. Run transactional analysis to identify and investigate on suspicious customer behaviour.
2. Conduct agent analysis to identify trends/patterns and investigate.
3. Raise suspicion with regional compliance teams and liaise with them for concluding investigations
4. KYC due diligence for all customers including foreign and national.
MIS
• Submission of monthly transactional analysis reports / investigation findings to the line manager / regional compliance managers.
• Timely submission of audit reports to line manager
• GAP analysis report on existing compliance processes and suggest mitigation measures
Regulatory reporting
• Ensure timely and accurate submission of various regulatory reporting’s, as per the defined timelines / requirements
Audits.